Chua, who was formerly a trading representative under UOB Kay Hian, was charged for committing false trading and unauthorised trading.
The Monetary Authority of Singapore (MAS) has imposed a civil penalty of $100,000 and four-year prohibition orders (POs) against Chua Kah Boey for false and unauthorised trading.
The civil penalty was paid without court action while the POs took effect on Aug 18.
